SFC Licences of NG Ka Fuk 吳嘉福

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Berich Brokerage Limited 百裕證券有限公司 RE 1 30 July 2021 31 October 2022
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 RE 2 30 July 2021 31 October 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 September 2015 23 August 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 30 November 2011 23 August 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 30 November 2011 23 August 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 09 July 2009 30 November 2011
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 09 July 2009 30 November 2011
Morgan Stanley Hong Kong Securities Limited RE 1 02 November 2004 20 November 2008
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 20 November 2008
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004