SFC Licences of LAM Ka Ching, Johnson 藍家正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 01 April 2010 | |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 03 March 2010 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 10 June 2009 | 26 February 2010 |
CSC Financial Services Limited 群益金融服務有限公司 | RE | 1 | 09 August 2003 | 29 May 2009 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 29 May 2009 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 May 2009 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 07 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 01 April 2003 | 07 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 01 April 2003 | 07 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 6 | 01 April 2003 | 07 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 7 | 01 April 2003 | 07 August 2003 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 07 August 2003 |