SFC Licences of LAM Tung Woo 林東湖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China System Securities Limited 華信證券有限公司 | RO | 1 | 24 July 2008 | |
| China System Securities Limited 華信證券有限公司 | RE | 1 | 17 June 2008 | 24 July 2008 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 1 | 16 October 2003 | 16 June 2008 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 15 October 2003 | 16 October 2003 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 1 | 01 April 2003 | 15 October 2003 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 6 | 01 April 2003 | 05 September 2003 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 9 | 01 April 2003 | 05 September 2003 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 4 | 01 April 2003 | 05 September 2003 |