SFC Licences of CHAN Peng Kuan 陳炳鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South West Capital Limited 西南融資有限公司 | RO | 6 | 20 April 2012 | 28 January 2013 |
| Octal Capital Limited 八方金融有限公司 | RO | 6 | 20 January 2012 | 16 April 2012 |
| Octal Capital Limited 八方金融有限公司 | RE | 6 | 14 December 2011 | 20 January 2012 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 25 February 2011 | 26 November 2011 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 22 February 2011 | 25 February 2011 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 6 | 13 June 2005 | 22 January 2011 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 21 March 2005 | 13 June 2005 |