SFC Licences of TSANG Yee Mai 曾綺薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 02 July 2010 | 28 March 2024 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 July 2010 | 28 March 2024 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 20 June 2006 | 11 March 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 11 March 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 17 April 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |