SFC Licences of CHAN Kam Chi, Angello 陳錦池
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RO | 5 | 29 May 2020 | 31 March 2023 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 18 November 2016 | 31 March 2023 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 18 November 2016 | 02 October 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 18 November 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 April 2009 | 18 November 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 May 2004 | 10 December 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 21 May 2004 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 11 August 2003 |