SFC Licences of LEE Tak Hing 李德興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 09 January 2012 | 26 May 2015 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 11 September 2007 | 26 May 2015 |
Fair Eagle Securities Company Limited 天發證券有限公司 | RE | 1 | 03 October 2006 | 16 August 2007 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 04 January 2005 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 04 January 2005 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 14 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 14 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 14 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 14 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 14 May 2004 |