SFC Licences of LEE Wai Chong, Mary 李潓莊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RO | 1 | 14 July 2021 | |
| Macquarie Markets Trading Limited | RE | 1 | 30 April 2021 | 14 July 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 07 November 2017 | 24 September 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 September 2017 | 07 November 2017 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RO | 1 | 06 June 2013 | 08 September 2017 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 22 December 2010 | 06 June 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 March 2009 | 22 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 March 2009 | 22 July 2010 |