SFC Licences of TSOI Fai Tin, Andes 蔡揮田
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhong Xiang Securities Limited 中享證券有限公司 | RO | 1 | 21 September 2020 | |
| Zhong Xiang Securities Limited 中享證券有限公司 | RE | 1 | 14 September 2020 | 21 September 2020 |
| Leeds Securities Investment Limited 競富證券金融有限公司 | RO | 1 | 24 February 2020 | 12 September 2020 |
| Leeds Fund International Limited 競富基金國際有限公司 | RO | 4 | 24 February 2020 | 12 September 2020 |
| Leeds Fund International Limited 競富基金國際有限公司 | RE | 9 | 20 February 2020 | 12 September 2020 |
| Leeds Securities Investment Limited 競富證券金融有限公司 | RE | 1 | 20 February 2020 | 24 February 2020 |
| Leeds Fund International Limited 競富基金國際有限公司 | RE | 4 | 20 February 2020 | 24 February 2020 |
| Yellow River Securities Limited 黃河證券有限公司 | RO | 1 | 01 June 2017 | 15 February 2020 |
| Koala Securities Limited 樹熊證券有限公司 | RO | 4 | 15 August 2016 | 31 May 2017 |
| Koala Securities Limited 樹熊證券有限公司 | RO | 1 | 09 September 2015 | 31 May 2017 |
| LT Finance Management Limited | RO | 5 | 26 August 2013 | 07 September 2015 |
| LT Finance Management Limited | RO | 4 | 10 December 2012 | 07 September 2015 |
| LT Securities Limited 利通證券有限公司 | RO | 2 | 01 April 2011 | 07 September 2015 |
| LT Securities Limited 利通證券有限公司 | RO | 1 | 01 April 2011 | 07 September 2015 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 | RO | 1 | 19 August 2010 | 26 January 2011 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 1 | 15 July 2010 | 19 August 2010 |
| CLC Securities Limited 創僑證券有限公司 | RO | 1 | 16 June 2008 | 14 July 2010 |
| King Fook Commodities Company Limited 景福商品有限公司 | RO | 2 | 20 April 2007 | 12 June 2008 |
| King Fook Commodities Company Limited 景福商品有限公司 | RE | 2 | 06 February 2007 | 20 April 2007 |
| King Fook Securities Company Limited 景福證券有限公司 | RO | 1 | 21 December 2006 | 12 June 2008 |
| King Fook Securities Company Limited 景福證券有限公司 | RE | 1 | 29 September 2006 | 21 December 2006 |
| Henyep Securities Limited 興業證券有限公司 | RO | 1 | 02 November 2004 | 15 September 2006 |
| Henyep Securities Limited 興業證券有限公司 | RO | 7 | 02 November 2004 | 14 December 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 1 | 05 October 2004 | 02 November 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 30 September 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 01 April 2003 | 30 September 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2004 |