SFC Licences of LEE Siew Bee 李秀美

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RE 4 12 March 2013 18 June 2015
South China Commodities Limited 南華期貨有限公司 RE 2 12 March 2013 18 June 2015
South China Securities Limited 南華證券投資有限公司 RE 1 12 March 2013 18 June 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 30 August 2004 02 July 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 12 August 2004 02 July 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 17 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 17 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 17 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 17 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 17 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 17 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 17 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 17 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 17 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 17 June 2004