SFC Licences of LAM Ting, Don 林挺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RO | 4 | 21 August 2018 | 14 January 2022 |
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RO | 1 | 21 August 2018 | 14 January 2022 |
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RO | 5 | 19 September 2017 | 14 January 2022 |
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RO | 2 | 19 September 2017 | 14 January 2022 |
CVP Securities Limited 星火證券有限公司 | RO | 2 | 22 January 2016 | 27 May 2017 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 14 December 2015 | 27 May 2017 |
CVP Securities Limited 星火證券有限公司 | RE | 2 | 14 December 2015 | 22 January 2016 |
CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 03 June 2015 | 20 November 2015 |
CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 10 July 2014 | 20 November 2015 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 September 2006 | 20 November 2015 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 10 July 2014 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 03 May 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 03 May 2004 |