SFC Licences of NG Kong Yong 吳擴揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grey Investment Limited 高易投資有限公司 | RE | 9 | 22 August 2017 | 31 December 2021 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 4 | 02 May 2012 | 27 March 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 15 February 2012 | 02 May 2012 |
| Link Capital Advisors Limited | RO | 4 | 05 February 2007 | 31 January 2009 |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 | RE | 4 | 06 January 2006 | 30 November 2006 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 | RE | 4 | 15 August 2005 | 31 December 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 20 May 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 23 November 2004 |