SFC Licences of LAWRENCE Andrew Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CF Global (HK) Limited | RO | 2 | 26 September 2023 | |
| CF Global (HK) Limited | RO | 1 | 26 September 2023 | |
| CF Global (HK) Limited | RE | 2 | 08 April 2016 | 26 September 2023 |
| CF Global (HK) Limited | RE | 1 | 13 August 2009 | 26 September 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 August 2005 | 14 May 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 17 November 2004 | 30 July 2005 |