SFC Licences of TANG Sheung Har 鄧尚霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 30 November 2018 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 03 July 2007 | 03 March 2008 |
Lee's Securities Company Limited 李氏證券有限公司 | RO | 1 | 03 January 2005 | 30 June 2007 |
Lees Securities Co. 李氏證券公司 | RE | 1 | 01 April 2003 | 03 January 2005 |
Lees Securities Co. 李氏證券公司 | RE | 6 | 01 April 2003 | 30 July 2003 |
Lees Securities Co. 李氏證券公司 | RE | 4 | 01 April 2003 | 30 July 2003 |
Lees Securities Co. 李氏證券公司 | RE | 9 | 01 April 2003 | 30 July 2003 |