SFC Licences of LOH Yiu Fai 陸耀輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 28 June 2019 28 December 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 5 28 June 2019 28 December 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 28 June 2019 28 December 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 28 June 2019 28 December 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 28 June 2019 28 December 2019
Public Securities Limited 大眾証券有限公司 RE 1 24 October 2012 04 March 2013
Cinda International Securities Limited 信達國際證券有限公司 RE 1 06 September 2012 17 October 2012
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 06 September 2012 17 October 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 05 March 2012 24 July 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 05 March 2012 24 July 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 March 2012 24 July 2012
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 4 11 June 2009 22 February 2012
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 11 June 2009 22 February 2012
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 RE 4 06 May 2009 29 May 2009
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 06 May 2009 29 May 2009
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 4 07 May 2007 25 October 2008
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 12 March 2007 25 October 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 12 March 2007 25 October 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 12 March 2007 07 May 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 4 17 November 2005 17 February 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 1 22 September 2005 17 February 2007
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 05 November 2004 17 February 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 05 November 2004 22 September 2005
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 12 November 2003 17 October 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 12 November 2003 17 October 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 12 November 2003 19 August 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 12 November 2003 19 August 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 5 12 November 2003 19 August 2004
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 31 May 2003
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 31 May 2003
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 31 May 2003
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 31 May 2003
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 31 May 2003
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 31 May 2003
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 31 May 2003
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 31 May 2003
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 31 May 2003
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 31 May 2003