SFC Licences of KO Wai Yee, Wendy 高慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 August 2015 | 27 October 2020 |
| Ruffer (Asia) Limited | RE | 9 | 15 October 2013 | 31 July 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 August 2007 | 07 September 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 August 2006 | 26 September 2006 |