SFC Licences of LEE Yiu Wing 李耀榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Victory Securities Company Limited 勝利證券有限公司 RO 4 11 January 2022
Victory Securities Company Limited 勝利證券有限公司 RO 1 11 January 2022
Victory Securities Company Limited 勝利證券有限公司 RE 4 03 January 2022 11 January 2022
Victory Securities Company Limited 勝利證券有限公司 RE 1 03 January 2022 11 January 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 09 August 2019 03 October 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 09 August 2019 03 October 2021
OnePlatform Securities Limited 環一證券有限公司 RE 4 21 May 2018 25 March 2019
OnePlatform Securities Limited 環一證券有限公司 RO 1 07 March 2018 25 March 2019
OnePlatform Securities Limited 環一證券有限公司 RE 1 06 March 2018 07 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 30 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 30 September 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RO 2 11 March 2013 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 11 March 2013 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 24 January 2013 11 March 2013
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 24 January 2013 11 March 2013
iBest Consultants Limited RO 1 15 April 2008 01 December 2012
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 27 April 2006 01 December 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 01 April 2003 01 December 2012
iBest Securities Company Limited RO 1 01 April 2003 01 December 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 01 April 2003 01 December 2012
iBest Securities Company Limited RO 4 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 6 01 April 2003 14 August 2003
iBest Securities Company Limited RO 6 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 9 01 April 2003 14 August 2003
iBest Securities Company Limited RO 9 01 April 2003 14 August 2003