SFC Licences of YUNG Ka Cheung 容家祥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Theia Securities Limited 遠源證券有限公司 RO 9 30 November 2022 21 September 2023
Theia Securities Limited 遠源證券有限公司 RO 4 30 November 2022 21 September 2023
Theia Securities Limited 遠源證券有限公司 RO 1 30 November 2022 21 September 2023
Theia Securities Limited 遠源證券有限公司 RE 9 01 August 2022 30 November 2022
Theia Securities Limited 遠源證券有限公司 RE 4 01 August 2022 30 November 2022
Theia Securities Limited 遠源證券有限公司 RE 1 01 August 2022 30 November 2022
Major Asset Management Limited 美捷資產管理有限公司 RO 9 05 January 2021 31 March 2021
Major Asset Management Limited 美捷資產管理有限公司 RO 4 05 January 2021 31 March 2021
Major Asset Management Limited 美捷資產管理有限公司 RE 1 10 December 2020 27 January 2021
Major Asset Management Limited 美捷資產管理有限公司 RE 9 10 December 2020 05 January 2021
Major Asset Management Limited 美捷資產管理有限公司 RE 4 10 December 2020 05 January 2021
Lamtex Securities Limited 林達證券有限公司 RO 1 27 March 2020 15 July 2020
Lamtex Securities Limited 林達證券有限公司 RE 9 20 January 2020 15 July 2020
Lamtex Securities Limited 林達證券有限公司 RE 4 20 January 2020 15 July 2020
Lamtex Securities Limited 林達證券有限公司 RE 1 20 January 2020 27 March 2020
VMS Asset Management Limited 鼎珮資產管理有限公司 RE 9 16 January 2019 01 July 2019
VMS Securities Limited 鼎珮證券有限公司 RO 1 19 December 2018 01 July 2019
VMS Securities Limited 鼎珮證券有限公司 RE 4 05 November 2018 01 July 2019
VMS Securities Limited 鼎珮證券有限公司 RE 9 05 November 2018 20 March 2019
VMS Securities Limited 鼎珮證券有限公司 RE 1 05 November 2018 19 December 2018
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RO 2 22 November 2017 15 October 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 22 November 2017 15 October 2018
Bright Fund Management Limited 光明投資管理有限公司 RE 9 22 November 2017 15 October 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 22 November 2017 15 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 17 February 2009 15 October 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 2 09 February 2009 15 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 09 February 2009 15 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 09 February 2009 17 February 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 03 February 2005 09 February 2009
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 13 January 2004 21 September 2004
China Everbright Forex Limited 中國光大外匯有限公司 RE 3 03 October 2003 19 March 2004
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 08 August 2003 09 February 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 April 2003 15 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 April 2003 09 February 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 01 April 2003 07 July 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 7 01 April 2003 07 July 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 01 April 2003 07 July 2003