SFC Licences of CHOW Wing Kit, Dennis 周榮傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Upbest Securities Company Limited 美建證券有限公司 RO 9 22 June 2012
Upbest Securities Company Limited 美建證券有限公司 RO 4 22 June 2012
Upbest Assets Management Limited 美建管理有限公司 RO 9 06 June 2012
Upbest Assets Management Limited 美建管理有限公司 RO 4 06 June 2012
Fortune Asset Management Limited 富強資產管理有限公司 RO 9 16 December 2009 31 May 2012
Fortune Asset Management Limited 富強資產管理有限公司 RO 4 16 December 2009 31 May 2012
Elite Financial Services Limited 卓越理財顧問有限公司 RO 4 22 May 2009 13 August 2009
National Asset Management Limited 國民資產管理有限公司 RO 9 06 December 2007 02 October 2008
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RO 4 23 April 2007 12 November 2007
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 4 10 April 2007 23 April 2007
GT Asset Management Limited 國際金融社資產管理有限公司 RO 9 27 April 2006 15 October 2006
GT Asset Management Limited 國際金融社資產管理有限公司 RO 4 27 April 2006 15 October 2006
GT Capital Limited 高富金融有限公司 RO 9 28 December 2005 18 August 2006
GT Capital Limited 高富金融有限公司 RO 4 28 December 2005 18 August 2006
GT Capital Limited 高富金融有限公司 RE 9 05 October 2005 28 December 2005
GT Capital Limited 高富金融有限公司 RE 4 05 October 2005 28 December 2005
VC Asset Management Limited 滙盈資產管理有限公司 RO 9 13 January 2005 02 September 2005
VC Asset Management Limited 滙盈資產管理有限公司 RO 4 13 January 2005 02 September 2005
China Everbright Assets Management Limited 中國光大資產管理有限公司 RO 9 01 April 2003 21 July 2003