SFC Licences of LAU Pak Tong 劉百棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 06 May 2013 01 February 2023
Kaiser Securities Limited 嘉信証券有限公司 RE 1 06 May 2013 01 February 2023
Topmore Commodities Limited 德盛期貨有限公司 RE 2 03 August 2007 01 May 2013
Elstone Securities Limited 千里碩證券有限公司 RE 1 03 August 2007 01 May 2013
Get Nice Securities Limited 結好證券有限公司 RE 1 01 April 2003 27 July 2007
Get Nice Securities Limited 結好證券有限公司 RE 4 01 April 2003 27 July 2007
Get Nice Futures Company Limited 結好期貨有限公司 RE 2 01 April 2003 27 July 2007
Get Nice Futures Company Limited 結好期貨有限公司 RE 5 01 April 2003 27 July 2007
Get Nice Securities Limited 結好證券有限公司 RE 6 01 April 2003 16 March 2005
Get Nice Securities Limited 結好證券有限公司 RE 9 01 April 2003 16 March 2005
Get Nice Futures Company Limited 結好期貨有限公司 RE 9 01 April 2003 25 November 2004