SFC Licences of LAU Pak Tong 劉百棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 06 May 2013 | 01 February 2023 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 06 May 2013 | 01 February 2023 |
Topmore Commodities Limited 德盛期貨有限公司 | RE | 2 | 03 August 2007 | 01 May 2013 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 1 | 03 August 2007 | 01 May 2013 |
Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 01 April 2003 | 27 July 2007 |
Get Nice Securities Limited 結好證券有限公司 | RE | 4 | 01 April 2003 | 27 July 2007 |
Get Nice Futures Company Limited 結好期貨有限公司 | RE | 2 | 01 April 2003 | 27 July 2007 |
Get Nice Futures Company Limited 結好期貨有限公司 | RE | 5 | 01 April 2003 | 27 July 2007 |
Get Nice Securities Limited 結好證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2005 |
Get Nice Securities Limited 結好證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2005 |
Get Nice Futures Company Limited 結好期貨有限公司 | RE | 9 | 01 April 2003 | 25 November 2004 |