SFC Licences of WONG Tat Ming, Peter 黃達明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ConvergEx Asia Pacific Limited | RO | 1 | 03 December 2010 | 10 May 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 January 2009 | 30 October 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 January 2007 | 23 January 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 November 2004 | 15 December 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 15 December 2006 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 15 December 2006 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 01 April 2003 | 29 November 2004 |
| Nomura Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 18 November 2004 |
| Nomura Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 18 November 2004 |
| Nomura Securities (Hong Kong) Limited | RE | 4 | 01 April 2003 | 18 November 2004 |
| Nomura Securities (Hong Kong) Limited | RE | 9 | 01 April 2003 | 18 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 18 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 18 November 2004 |
| Nomura Securities (Hong Kong) Limited | RE | 6 | 01 April 2003 | 18 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 18 November 2004 |