SFC Licences of LAM Wai Yee 林慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 03 September 2018 | 13 February 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 06 April 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 26 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 26 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 26 August 2003 |