SFC Licences of CHU John Paul Yeong Keng 徐永鏗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 6 16 August 2016 22 March 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 4 16 August 2016 22 March 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 1 16 August 2016 22 March 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 07 July 2015 16 August 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 07 July 2015 16 August 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 07 July 2015 16 August 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 11 June 2004 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 11 June 2004 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 11 June 2004 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 21 May 2004 11 June 2004
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 21 May 2004 11 June 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RO 6 17 March 2004 12 May 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 17 March 2004 12 May 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 17 March 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 17 March 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 7 01 April 2003 17 March 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 10 September 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 10 September 2003