SFC licenceholder ABP357 CHU John Paul Yeong Keng 徐永鏗

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 August 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 July 2015 16 August 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 June 2004 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 May 2004 11 June 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 March 2004 12 May 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services) 01 April 2003 17 March 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 10 September 2003