SFC Licences of FUNG Kar Wah 馮嘉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 10 October 2008 | 28 February 2013 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 10 October 2008 | 28 February 2013 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 11 November 2004 | 16 September 2008 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 November 2004 | 16 September 2008 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 30 October 2003 | 12 August 2004 |
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 | RE | 1 | 01 April 2003 | 22 October 2003 |
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 | RE | 4 | 01 April 2003 | 21 October 2003 |
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 | RE | 9 | 01 April 2003 | 21 October 2003 |
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 | RE | 6 | 01 April 2003 | 21 October 2003 |