SFC Licences of YU Lap Kwan 余立群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	5	07 May 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	07 May 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	25 April 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	25 April 2018
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	03 July 2007	07 April 2018
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	03 July 2007	07 April 2018
Quam Securities Limited 華富建業證券有限公司	RE	2	26 October 2004	04 June 2007
Quam Securities Limited 華富建業證券有限公司	RE	1	01 April 2003	04 June 2007
Quam Futures Limited 華富嘉洛期貨有限公司	RE	2	01 April 2003	31 January 2006
Quam Securities Limited 華富建業證券有限公司	RE	4	01 April 2003	29 January 2004
Quam Securities Limited 華富建業證券有限公司	RE	9	01 April 2003	29 January 2004
Quam Futures Limited 華富嘉洛期貨有限公司	RE	9	01 April 2003	29 January 2004
Quam Futures Limited 華富嘉洛期貨有限公司	RE	5	01 April 2003	29 January 2004
Quam Securities Limited 華富建業證券有限公司	RE	6	01 April 2003	29 January 2004