SFC Licences of TSOI Sze Ming, Kenneth 蔡思明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Peakhouse Asset Management Limited 睿峰資產管理有限公司	RO	9	02 February 2023	15 September 2023
Peakhouse Asset Management Limited 睿峰資產管理有限公司	RO	4	02 February 2023	15 September 2023
Midas Securities Limited 金源證券有限公司	RO	9	20 August 2018	19 March 2020
Midas Securities Limited 金源證券有限公司	RO	4	20 August 2018	19 March 2020
Midas Securities Limited 金源證券有限公司	RO	2	20 August 2018	19 March 2020
Midas Securities Limited 金源證券有限公司	RO	1	20 August 2018	19 March 2020
Quam Securities Limited 華富建業證券有限公司	RE	2	19 January 2005	09 February 2018
Quam Securities Limited 華富建業證券有限公司	RE	1	19 January 2005	09 February 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	01 April 2003	20 December 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	01 April 2003	20 December 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	5	01 April 2003	22 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	9	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	9	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	4	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	6	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	7	01 April 2003	11 September 2003