SFC Licences of HO Shui Fai, Ricky 何瑞輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Augment Wealth Advisors Limited
RO 1, 2, 4, 5, 9 13 January 2021
Jinluo Securities Limited 金洛證券有限公司
RO 1 02 November 2020 01 December 2020
Jinluo Capital Management Limited 金洛資本管理有限公司
RO 4, 9 06 December 2018 01 December 2020
Jinluo Capital Management Limited 金洛資本管理有限公司
RE 4, 9 16 October 2018 06 December 2018
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司
RO 4, 9 29 August 2018 03 September 2018
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司
RE 4, 9 06 July 2018 29 August 2018
CloudAlpha Capital Management Limited 奇點資產管理有限公司
RO 9 18 April 2016 31 May 2018
Jinluo Capital Management Limited 金洛資本管理有限公司
RO 4 08 March 2016 01 April 2016
Jinluo Capital Management Limited 金洛資本管理有限公司
RO 9 30 April 2015 01 April 2016
Emperor Securities Limited 英皇證券(香港)有限公司
RO 4 13 September 2012 15 March 2013
Emperor Futures Limited 英皇期貨有限公司
RO 5 13 September 2012 15 March 2013
Emperor Asset Management Limited 英皇資產管理有限公司
RO 9 13 September 2012 15 March 2013
Emperor Securities Limited 英皇證券(香港)有限公司
RE 1 02 April 2012 15 March 2013
Emperor Futures Limited 英皇期貨有限公司
RE 2 02 April 2012 15 March 2013
Emperor Asset Management Limited 英皇資產管理有限公司
RE 9 02 April 2012 13 September 2012
Emperor Securities Limited 英皇證券(香港)有限公司
RE 4 02 April 2012 13 September 2012
Emperor Futures Limited 英皇期貨有限公司
RE 5 02 April 2012 13 September 2012
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4 10 September 2008 01 May 2009
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 5 29 May 2008 01 May 2009
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 9 11 October 2007 01 May 2009