SFC Licences of SIU Wai Ching, Shirley 蕭慧晶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	9	10 April 2019	23 August 2019
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	4	07 March 2019	23 August 2019
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	1	07 March 2019	23 August 2019
Avenue Family Office Limited 道信家族辦公室有限公司	RE	4	12 February 2018	10 August 2018
Avenue Family Office Limited 道信家族辦公室有限公司	RE	1	12 February 2018	10 August 2018
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RE	4	18 May 2016	22 June 2017
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RE	1	18 May 2016	22 June 2017
Target Capital Management Limited 泰達資產管理有限公司	RE	9	29 July 2013	07 August 2013
Target Capital Management Limited 泰達資產管理有限公司	RE	1	19 November 2012	07 August 2013
Target Capital Management Limited 泰達資產管理有限公司	RE	4	13 August 2012	07 August 2013
AIA Wealth Management Company Limited 友邦財富管理有限公司	RE	4	17 September 2007	16 July 2009
AIA Wealth Management Company Limited 友邦財富管理有限公司	RE	1	17 September 2007	27 June 2008
Merrill Lynch (Asia Pacific) Limited	RE	1	09 September 2004	06 May 2005
Lloyds TSB Pacific Limited 萊斯遠東有限公司	RE	4	20 January 2004	14 April 2004
Lloyds TSB Pacific Limited 萊斯遠東有限公司	RE	1	20 January 2004	14 April 2004
FT Securities Limited 富通證券有限公司	RE	4	01 April 2003	07 November 2003
FT Securities Limited 富通證券有限公司	RE	6	01 April 2003	07 November 2003
FT Securities Limited 富通證券有限公司	RE	9	01 April 2003	07 November 2003
FT Securities Limited 富通證券有限公司	RE	1	01 April 2003	07 November 2003