SFC Licences of YUNG Tak Po 翁德寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Vered Securities Limited 中薇證券有限公司 RO 1 03 December 2013 01 February 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RO 1 03 August 2012 01 August 2013
RaffAello Securities (HK) Limited RO 1 18 November 2011 08 February 2012
Interchina Futures Limited 國中期貨有限公司 RO 2 26 October 2010 15 November 2011
Interchina Securities Limited 國中證券有限公司 RO 1 26 October 2010 15 November 2011
Interchina Futures Limited 國中期貨有限公司 RE 2 04 October 2010 26 October 2010
Interchina Securities Limited 國中證券有限公司 RE 1 04 October 2010 26 October 2010
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 2 08 April 2010 01 October 2010
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 1 08 April 2010 01 October 2010
Jimei Futures Limited 集美期貨有限公司 RO 2 09 December 2008 31 July 2009
Jimei Securities Limited 集美證券有限公司 RO 1 09 December 2008 31 July 2009
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 16 June 2008 01 October 2008
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 5 05 March 2008 01 October 2008
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 29 November 2007 01 October 2008
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 30 January 2007 01 October 2008
China Finance KAB Limited 中金三甲證券有限公司 RO 2 23 December 2004 15 November 2006
China Finance KAB Limited 中金三甲證券有限公司 RO 1 23 December 2004 15 November 2006
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 01 April 2003 13 December 2004
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 9 01 April 2003 18 June 2004
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 4 01 April 2003 18 June 2004
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 6 01 April 2003 18 June 2004