SFC licenceholder ABP616 CHIU Hon Wah 趙漢華

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 20 May 2019
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RO [2] (Dealing in Futures Contracts) 20 May 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 20 May 2011 20 May 2019
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 20 May 2011 20 May 2019
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RE [1] (Dealing in Securities) 20 May 2011 15 September 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE [1] (Dealing in Securities) 13 April 2010 14 October 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 13 April 2010 14 October 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 March 2008 14 October 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE [1] (Dealing in Securities) 17 February 2005 18 February 2008
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE [2] (Dealing in Futures Contracts) 24 August 2004 18 February 2008
Excalibur Global Financial Group Limited 駿溢環球金融集團有限公司 RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 13 June 2003 24 August 2004
Excalibur Global Financial Group Limited 駿溢環球金融集團有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 13 June 2003 09 August 2004