SFC Licences of LI Chun Sheng 李俊盛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RO | 9 | 27 December 2007 | 09 April 2009 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RO | 9 | 27 December 2007 | 09 April 2009 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 9 | 02 August 2007 | 27 December 2007 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 9 | 02 August 2007 | 27 December 2007 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 09 December 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |