SFC Licences of NG Fung Lam 吳鳳霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prime Courage Securities Company Limited 安裕證券投資有限公司	RE	1	25 September 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	25 February 2016	10 September 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	25 February 2016	10 September 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RE	2	18 October 2012	06 February 2016
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	18 October 2012	06 February 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	09 October 2012
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	09 October 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	09 October 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003