SFC Licences of LAI Kin Chung, Kenneth 黎健聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Space Asset Management Limited 恆宇資產管理有限公司 RO 9 02 February 2024
Space Asset Management Limited 恆宇資產管理有限公司 RO 4 02 February 2024
Space Securities Limited 恆宇證券有限公司 RO 1 02 February 2024
Carlyon Asset Management Limited 格理昂資產管理有限公司 RO 4 13 October 2022 28 January 2024
Carlyon Securities Limited 格理昂證券有限公司 RO 1 26 August 2022 28 January 2024
Carlyon Asset Management Limited 格理昂資產管理有限公司 RO 9 26 August 2022 28 January 2024
Black Marble Securities Limited 貝格隆証券有限公司 RO 1 04 May 2016 26 February 2021
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 9 17 December 2014 19 May 2015
OP Investment Management Limited 東英投資管理有限公司 RE 9 15 October 2013 12 August 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 03 December 2008 17 September 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 11 November 2008 17 September 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 11 November 2008 17 September 2013
CCB International Securities Limited 建銀國際證券有限公司 RE 1 15 November 2007 31 July 2008
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 15 January 2007 01 November 2007
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 12 May 2006 21 December 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 12 May 2006 21 December 2006
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 08 August 2005 03 May 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 08 August 2005 03 May 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 5 08 August 2005 03 May 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 2 08 August 2005 03 May 2006
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 9 08 August 2005 03 May 2006
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 4 08 August 2005 03 May 2006
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 08 August 2005 03 May 2006
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 01 April 2003 08 August 2005
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 9 01 April 2003 08 August 2005
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 01 April 2003 08 August 2005
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 01 April 2003 08 August 2005
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 01 April 2003 08 August 2005
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 01 April 2003 23 February 2005
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 5 01 April 2003 25 July 2003
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 6 01 April 2003 25 July 2003
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 01 April 2003 25 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 6 01 April 2003 25 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 4 01 April 2003 25 July 2003