SFC Licences of LAI Kam Wo 黎錦和

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Theia Securities Limited 遠源證券有限公司 RO 1 02 January 2018 31 October 2021
Telecom King Securities Limited 電訊數碼證券有限公司 RO 2 15 September 2015 03 October 2017
Telecom King Securities Limited 電訊數碼證券有限公司 RO 1 15 September 2015 03 October 2017
Telecom King Securities Limited 電訊數碼證券有限公司 RO 1 12 October 2011 07 October 2014
Telecom King Securities Limited 電訊數碼證券有限公司 RO 2 10 August 2011 07 October 2014
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 28 December 2009 28 January 2010
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 28 December 2009 26 January 2010
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 27 November 2009 28 December 2009
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 27 November 2009 28 December 2009
Cheong Lee Securities Limited 昌利證券有限公司 RO 5 27 August 2009 15 October 2009
Cheong Lee Securities Limited 昌利證券有限公司 RO 4 27 August 2009 15 October 2009
Cheong Lee Securities Limited 昌利證券有限公司 RO 2 27 August 2009 15 October 2009
Cheong Lee Securities Limited 昌利證券有限公司 RO 1 27 August 2009 15 October 2009
BOCOM International Securities Limited 交銀國際證券有限公司 RO 5 10 September 2007 02 July 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RO 2 10 September 2007 02 July 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 10 September 2007 02 July 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RO 5 24 August 2005 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RO 2 24 August 2005 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 09 June 2005 03 March 2008
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 07 January 2005 06 June 2005
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 2 01 April 2003 06 June 2005
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 01 April 2003 07 January 2005
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 9 01 April 2003 01 November 2004
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 9 01 April 2003 01 November 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 4 01 April 2003 01 November 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 6 01 April 2003 01 November 2004
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 5 01 April 2003 01 November 2004