SFC Licences of BUGEL Michael Bartus

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 17 August 2010 13 June 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 17 August 2010 13 June 2012
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 4 11 November 2008 04 July 2010
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 11 November 2008 04 July 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 4 22 August 2006 01 August 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 1 22 August 2006 01 August 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 03 August 2006 01 April 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 03 August 2006 22 August 2006
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 03 August 2006 22 August 2006
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 4 26 August 2004 19 July 2006
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 1 04 May 2004 19 July 2006
J.P. Morgan Broking (Hong Kong) Limited RO 1 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 4 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 6 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 7 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 9 01 April 2003 27 May 2003