SFC Licences of YAU Kit Kuen, Jean 丘潔娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 14 January 2013 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 14 January 2013 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 07 June 2003 | 22 December 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2003 | 22 December 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 01 April 2003 | 11 March 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 9 | 01 April 2003 | 07 May 2003 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 6 | 01 April 2003 | 07 May 2003 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 April 2003 | 07 May 2003 |