SFC Licences of CHAN Kwong Wa, Lawrence 陳光華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 20 July 2006 | 20 September 2008 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 July 2006 | 20 September 2008 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 09 November 2005 | 10 May 2006 |