SFC Licences of CHONG Kok Ming
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RO | 4 | 23 September 2009 | 03 March 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 22 July 2005 | 23 September 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RO | 4 | 11 January 2005 | 15 July 2005 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RO | 4 | 26 November 2004 | 31 March 2005 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 4 | 03 June 2004 | 26 November 2004 |