SFC Licences of LAU Kin On, Kenneth 劉健安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 26 June 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 26 June 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 17 February 2009 02 June 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 05 January 2009 02 June 2017
Delta Asia Securities Limited 滙業證券有限公司 RE 1 28 April 2005 07 July 2007
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 28 April 2005 07 July 2007
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 28 April 2005 07 July 2007
Mansion House Asset Management Limited 萬勝資產管理有限公司 RE 9 05 November 2004 31 March 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 01 April 2003 19 April 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 01 April 2003 19 April 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 01 April 2003 19 April 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 7 01 April 2003 03 November 2004
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 01 April 2003 03 November 2004