SFC Licences of LAU Keng Shing 劉鏡成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 May 2011 | 23 December 2022 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 01 April 2003 | 30 April 2011 |
Yu On Commodities Company Limited 裕安商品有限公司 | RE | 9 | 01 April 2003 | 24 July 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 9 | 01 April 2003 | 24 July 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 6 | 01 April 2003 | 24 July 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 4 | 01 April 2003 | 24 July 2003 |
Yu On Commodities Company Limited 裕安商品有限公司 | RE | 5 | 01 April 2003 | 24 July 2003 |
Yu On Commodities Company Limited 裕安商品有限公司 | RE | 2 | 01 April 2003 | 24 July 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 7 | 01 April 2003 | 03 July 2003 |