SFC Licences of CHIU Kam Fai 趙錦輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RE	4	06 September 2018
BOCI Securities Limited 中銀國際證券有限公司	RE	3	12 February 2014	27 November 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	2	12 February 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	1	12 February 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	09 April 2010	19 December 2013
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	09 April 2010	22 January 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RO	2	04 September 2006	09 April 2010
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RO	2	04 September 2006	09 April 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	19 December 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	19 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	04 September 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	04 September 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	04 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	04 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003