SFC Licences of CHAU Yee Man 周綺文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 04 July 2013 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 04 July 2013 01 August 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 15 October 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 15 October 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 17 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 17 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003