SFC Licences of LAI Chi Kin 黎志堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mason Futures Limited 茂宸期貨有限公司 RE 2 18 April 2013 22 August 2016
Mason Securities Limited 茂宸證券有限公司 RE 1 18 April 2013 22 August 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 09 June 2004 12 April 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 12 April 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 12 April 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 26 August 2003