SFC Licences of CHAN Man Wai, Mark 陳孟為

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Societe Generale 6 09 July 2020
Societe Generale 4 09 July 2020
Societe Generale 1 09 July 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 13 July 2015 29 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 21 March 2014 29 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 21 March 2014 29 April 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 29 November 2004 28 June 2007
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 26 November 2004 28 June 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 24 November 2003 05 October 2004
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 June 2003 05 October 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 27 June 2003 24 November 2003
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 27 June 2003 24 November 2003
UBS Securities Asia Limited RE 2 01 April 2003 09 April 2003
UBS Securities Asia Limited RE 4 01 April 2003 09 April 2003
UBS Securities Asia Limited RE 5 01 April 2003 09 April 2003
UBS Securities Asia Limited RE 6 01 April 2003 09 April 2003
UBS Securities Asia Limited RE 9 01 April 2003 09 April 2003
UBS Securities Asia Limited RE 1 01 April 2003 09 April 2003