SFC Licences of NGAO Wai Kwan, Anissa 敖慧鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2007 | 31 May 2007 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 August 2004 | 31 May 2007 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 31 May 2007 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 31 May 2007 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |