SFC Licences of LAI Siu Chun 黎笑珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 09 August 2013 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 June 2004 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 14 May 2003 | 31 May 2004 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 | RE | 1 | 01 April 2003 | 14 May 2003 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 | RE | 9 | 01 April 2003 | 12 May 2003 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 | RE | 6 | 01 April 2003 | 12 May 2003 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 | RE | 4 | 01 April 2003 | 12 May 2003 |