SFC Licences of CHING Sick Lun, Wallace 程識麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital 49 Investment Management Limited | RO | 9 | 28 April 2023 | |
| Magpie Securities Limited 喜鵲證券有限公司 | RO | 9 | 02 August 2017 | 31 December 2021 |
| Magpie Securities Limited 喜鵲證券有限公司 | RO | 4 | 02 August 2017 | 31 December 2021 |
| Magpie Securities Limited 喜鵲證券有限公司 | RO | 1 | 02 August 2017 | 31 December 2021 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 | RO | 9 | 16 August 2016 | 06 July 2017 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 | RO | 4 | 16 August 2016 | 06 July 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 April 2011 | 18 April 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 April 2011 | 18 April 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 July 2009 | 06 April 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 22 July 2009 | 06 April 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 July 2009 | 06 April 2011 |