SFC Licences of SIU Hi Kin, Helfen 蕭起健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mainland Securities Limited 美聯證券有限公司 | RO | 1 | 25 March 2022 | |
| Mainland Securities Limited 美聯證券有限公司 | RE | 1 | 02 October 2019 | 25 March 2022 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 04 December 2017 | 31 July 2019 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 28 July 2017 | 31 July 2019 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 27 April 2009 | 22 July 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 05 March 2008 | 04 April 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 16 October 2003 | 20 February 2008 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 01 April 2003 | 16 October 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 6 | 01 April 2003 | 13 August 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 4 | 01 April 2003 | 13 August 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 9 | 01 April 2003 | 13 August 2003 |