SFC Licences of YUEN Ming Fai 袁銘輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 16 December 2016 | 31 May 2017 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 16 December 2016 | 31 May 2017 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 August 2011 | 30 November 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 22 August 2011 | 30 November 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 August 2011 | 30 November 2011 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 01 April 2003 | 20 December 2004 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 5 | 01 April 2003 | 20 December 2004 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 01 April 2003 | 20 December 2004 |