Licences of SFC licenceholder ABR710 CHENG Kin Lung, David 鄭建龍

Source: Official SFC record Official EO SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Banc of America Securities Asia Limited
Bank of America, National Association
EO 6 21 November 2016
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RO 1, 4, 6 30 November 2015
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 12 October 2015 30 November 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RO 1, 4, 6 15 July 2008 07 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 4 29 May 2008 15 July 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 6 23 April 2008 15 July 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司
RO 1, 6 21 July 2005 09 April 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司
RE 1, 6 11 July 2005 21 July 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RO 1, 6 07 July 2004 30 June 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 6 17 May 2004 07 July 2004
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1, 6 10 May 2004 14 May 2004
BOCI Asia Limited 中銀國際亞洲有限公司
RO 1, 6 01 April 2003 10 May 2004