SFC Licences of CHENG Kin Lung, David 鄭建龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bank of America, National Association 6 21 November 2016
Banc of America Securities Asia Limited 6 21 November 2016
Merrill Lynch Far East Limited RO 6 30 November 2015
Merrill Lynch Far East Limited RO 4 30 November 2015
Merrill Lynch Far East Limited RO 1 30 November 2015
Merrill Lynch (Asia Pacific) Limited RO 6 30 November 2015
Merrill Lynch (Asia Pacific) Limited RO 4 30 November 2015
Merrill Lynch (Asia Pacific) Limited RO 1 30 November 2015
Merrill Lynch Far East Limited RE 6 12 October 2015 30 November 2015
Merrill Lynch Far East Limited RE 4 12 October 2015 30 November 2015
Merrill Lynch Far East Limited RE 1 12 October 2015 30 November 2015
Merrill Lynch (Asia Pacific) Limited RE 6 12 October 2015 30 November 2015
Merrill Lynch (Asia Pacific) Limited RE 4 12 October 2015 30 November 2015
Merrill Lynch (Asia Pacific) Limited RE 1 12 October 2015 30 November 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 15 July 2008 07 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 15 July 2008 07 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 15 July 2008 07 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 May 2008 15 July 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 23 April 2008 15 July 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 23 April 2008 15 July 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 6 21 July 2005 09 April 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 1 21 July 2005 09 April 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 11 July 2005 21 July 2005
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 11 July 2005 21 July 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 07 July 2004 30 June 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 07 July 2004 30 June 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 17 May 2004 07 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 17 May 2004 07 July 2004
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 10 May 2004 14 May 2004
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 10 May 2004 14 May 2004
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 01 April 2003 10 May 2004
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 01 April 2003 10 May 2004